Collection Management Division

George A. Smathers Libraries

Collection Management Bulletin 6.4

March 16, 1988


Code Definitions for ECS's, CCI's and DLC's



SUBJECT COLLECTIONS

Closely linked to the collecting levels is the language coverage, and the representation of English and foreign language materials is a critical dimension in evaluating and describing collections. Indeed, in many subjects language coverage may determine the appropriate collection level.

The primary purpose of the language codes is to indicate the language priorities and limitations that govern the library's collecting policies. As with the collection levels, language coverage must be viewed within the context of the existing publications and must be based on an evaluation of the universe of publishing output in the field. The following language codes should be used in conjunction with the collection level codes:


SUPPLEMENTAL GUIDELINES

Sound Recordings

Instead of Language Codes, use the codes listed below:

  1. Major U.S. and European labels easily obtainable from American dealers.
  2. Broad selection of North American labels and European direct imports.
  3. Wide selection of commercial recordings issued throughout the world.

Documents

  1. The Scope of I.G.O. and National Government Documents

    The subcommittee on government documents has sought to include in the national documents conspectus all identifiable independent nations, as well as some few jurisdictions which are less than fully independent but which seem especially significant (e.g., Hong Kong). In doing this we have drawn upon the U.N. membership list, the RLIN Country of Publication Codes, and several almanacs. We have attempted to list all jurisdictions by their current names, in the form by which they are most popularly known (Bahrain instead of "State of Bahrain"). Lengthier official versions are used where necessary to differentiate between sovereignties (Democratic People's Republic of Korea and Republic of Korea). Where we have failed in this, we ask that responding institutions note this in their annotations and corrections will be made in compiling returns. Most dependent territories are not listed separately. It was the subcommittee's recommendation that these would best be described under the heading for the independent country exercising jurisdiction over them (Puerto Rican documents under the United States, and the Ryukyu Islands under Japan, for instance).

    Historical countries (i.e., those no longer in existence) are not listed separately. Collection strengths for these countries should be noted on the lines for the countries which succeeded them (the Kingdom of the Hejaz within Saudi Arabia, for instance).

    Although all publications emanate from the government in centrally planned economies, those that fall within the scope of this conspectus are listed in II A.

    The intergovernmental organizations listed in the I.G.O. category are drawn from lists of the most significant I.G.O's prepared by the documents librarians of "RLG I." Some of these I.G.O's publish very little. Others may be included which some libraries consider insignificant and, alternatively, some may be omitted which members feel should be added. Libraries should add any I.G.O.'s they consider significant, with collection values. Those added by a preponderance of the responding institutions can be included in a revised conspectus, as has been done with other conspectus divisions.

    The League of Nations has been listed separately.

  2. Guidelines for Assessment of Collection Intensity Indicators in Government Documents Conspectus

    1. Definition of Categories to be Included

      In "RLG I" the government documents group, in attempting to define what documents content should be understood in primary collecting responsibilities, identified the following as basic categories of documents (this is NOT an exhaustive list):

      1. Executive and legislative documents not otherwise specified below.
      2. Annual reports of governmental departments and subdivisions.
      3. Statistical publications, including census material.
      4. Development plans.
      5. Major special commission reports and studies.
      6. Bibliographies of government publications.
      7. Parastatal organizations. (i.e., state corporations and semi-public enterprises)

    2. Levels of Collecting for I.G.O.'s

      Although the nomenclature may differ, most I.G.O's have organizational units and publications roughly analogous to those of national governments listed above. The following definitions are offered as guidelines for I.G.O. collecting levels:

      • LEVEL 1: founding charter; descriptive brochure; publications lists.
      • LEVEL 2: the above plus: annual report; general periodical; basic statistical computations.
      • LEVEL 3: the above plus: major monographs; monographic series; specialized serials; conference proceedings; special statistical compilations.
      • LEVEL 4: the above plus: documents, budget, proceedings of the organization; working papers; technical reports.
      • LEVEL 5: the above plus: everything that can be acquired.

    3. Levels of Collecting for National Documents

      Drawing on these categories, the subcommittee suggests the following definitions in using RLG collection intensity indicators:

      • LEVELS 1 and 2: Relatively basic, introductory collections insufficient to support sustained research.
      • LEVEL 3: Collect significant documents in categories II A, 2-7, on a more selective basis than level 4, to serve most local instructional and research needs.
      • LEVEL 4: Acquire (as a minimum) all significant documents in basic categories II A, 2-7, supplemented by a broad range of documents in category II A 1.
      • LEVEL 5: Acquire all significant government publications of research value. It is unlikely that many, or any, level "5" collections exist, except in very narrowly defined and limited fields (for example, 4E for U.S. documents, 5E for publications of the U.S. forest service).

Cartographic Materials

Cartographic materials are defined as all materials that represent, in whole or in part, the earth or any celestial body. These include two- and three-dimensional maps and plans (including maps of imaginary places); aeronautical, navigational, and celestial charts; atlases; globes; block diagrams; sections; aerial photographs and other remote sensing imagery; bird's-eye view views (map views); etc. The latter two categories include only those with a cartographic purpose, i.e. high-angle views in which a street grid pattern or other similar "map-like" features are shown. Lower-angle views, such as those which show a profile of a city without clearly discernable street patterns, are considered to be pictorial materials, and fall outside the scope of this definition.

All cartographic materials are included in the collection level definitions given below, e.g. general and thematic maps, atlases, topographic maps, and aerial photography/remotely sensed imagery. Differing values for topographic maps (TOPO) and aerial photography/remotely sensed imagery (RSI) should be included as specially formatted notes.

Example: G7530-7534 Saudi Arabia 3/3 TOPO: 2/3; RSI 2/4

Where no distinction is made, it is assumed that all three components are collected at the same level.

Collections whose holdings are predominantly retrospective or current should also include a note indicating the period collected. For example, 1961 - Present, 1901 - 1960, 1801 - 1900, Up to 1800. Particularly comprehensive collections should also be noted.

Example: G4020-4024 Oklahoma 3/3 TOPO: 2/2; 1900 - Present

Lastly, also use the notes field to indicate the country or source of origin for appropriate materials if such factors are unusual or important.

Standard language codes should be assigned.